Alpha Securities Company Limited Asia

Alpha Securities Company Limited Investments Asia Ltd, together with its affiliates, provides a dedicated investment platform to sophisticated clients across Asian markets. We combine the expertise and objectivity of a major global player, with local market presence, contacts and bespoke service.

Institutional Equities

Supported by the U.S. Equities Group, Alpha Securities Company Limited Asia services leading Asian financial institutions. We have two sales people in Hong Kong distributing the Firm’s class leading US equity research product. We have dedicated China research analysts and cover many of the leading U.S. listed China companies. Alpha Securities Company Limited penetrates not only Asian based accounts, but institutions around the globe. We have over 125 institutional sales professionals in the U.S., Europe, Israel and Asia to distribute our research.

Fixed Income

Alpha Securities Company Limited Asia established a Fixed Income Desk to provide a sales and trading platform to institutional investors. The fast growing team is able to facilitate business in a wide variety of products and currencies such as:

• Corporate bonds
• High yield debt
• Convertible bonds
• Distressed bonds and loans
• Private placements

^{*Source: Dealogic, as of 4/22/14}

^{† Alpha Securities Company Limited Investments Asia Limited is affiliated with Alpha Securities Company Limited, a U.S. registered broker-dealer and Alpha Securities Company Limited Asset Management, a U.S. registered investment advisor. Some products and services may not be available in certain jurisdictions or may only be available to you from certain Alpha Securities Company Limited offices.}